Controllers

Corporate Controllers is responsible for external and internal financial reporting for the firm and its subsidiaries - including the firm’s earnings release and SEC reporting, daily internal management reporting, legal entity reporting, fund accounting for the firm’s investment funds, and the firm’s compensation accounting functions. Across these functions, Corporate Controllers use their expertise to help ensure the integrity of financial information and that the firm and its subsidiaries meet the reporting obligations of a public financial institution.

Product Control is responsible for the integrity of the firm’s books and records and the firm’s managed investment funds. Key control functions include profit and loss attribution and independent price valuation. Product Controllers partner with the business and provide expertise on accounting, valuation, capital, liquidity, reputational risk, and other regulatory considerations, which plays a key role in the firm’s business planning decisions around allocation of

Regulatory Controllers is responsible for regulatory capital, reporting, and policy globally. Key responsibilities include calculation of capital ratios, internal management reporting, and oversight of the firm’s capital planning and comprehensive capital analysis and review (CCAR) processes. The regulatory reporting team is responsible for the compliance and submission of regulatory filings to supervisory bodies worldwide, including related governance and advocacy efforts.

Controllers Risk Governance Office (CRGO) is responsible for managing all non-financial risks within the division, including independent testing of key controls and regulatory commitments. CRGO also manages the firmwide Sarbanes Oxley 404 and Balance Sheet Substantiation (BSS) programs.

Controllers Engineering is responsible for designing and implementing solutions to calculate and report revenue, balance sheet, liquidity and capital to the revenue divisions and executive office; to meet firm’s regulatory financial reporting obligations to regulators globally; and to calculate and process employee compensation. The team is also responsible for developing tools to drive efficiency and consistency across controller functions. – read more about Engineering.

The Controllers Operations team, Risk and Regulatory Control (RRC), partners across divisions to help ensure the accuracy of the books and records, to facilitate compliance with regulatory rules that safeguard client assets, and to help ensure that the firm is compliant with a wide range of non-financial regulatory reporting obligations including position reporting. Along with Risk and Regulatory Control Engineering, RRC plays a vital role in ensuring the integrity of the balance sheet and that the firm is in compliance with global client asset regulations and regulatory reporting requirements. – read more about Operations.