Goldman Sachs International - FMSB Disclosure

Goldman Sachs International - FMSB Statement of Commitment

Goldman Sachs International (the ‘Institution’) acknowledges that the Standards published by the Financial Markets Standards Board (whose name changed from FICC Markets Standards Board on 29 April 2022) (‘FMSB’) represent generally recognised good practice in the wholesale financial markets. The Institution confirms that it is committed to conduct its wholesale financial market activities (its ‘Activities’) in a manner consistent with the Core Principles contained in FMSB Standards, and to have internal policies, procedures and controls reasonably designed to give effect to those Core Principles where they are applicable to its Activities, in a manner that is commensurate with the nature of its Activities in the relevant entity or jurisdiction.

This Statement of Commitment applies to all Standards published by FMSB in final form prior to 31 December 2023 and reaffirms any previous Statements of Commitment made by the Institution where appropriate.

The Institution determines that this Statement of Commitment and its reaffirmation applies to the following Standards.

 

Standard

Final release

Standard for the Conduct of Participants in LBMA Precious Metal Auctions

1 March 2022

Standard for the sharing of investor allocation information in the fixed income primary markets

15 February 2022

Standard on use of Term SONIA reference rates

28 July 2021

Standard for the execution of Large Trades in FICC markets

7 May 2021

Secondary Market Trading Error Compensation Standard

28 January 2019

Risk Management Transactions for New Issuance Standard

3 July 2018

New Issue Process standard for the Fixed Income markets

2 May 2017

Binary Options standard for the Commodities markets

21 November 2016

Reference Price Transactions standard of the Fixed Income markets

21 November 2016

 

By signing this Statement of Commitment, the Institution also confirms it agrees to be subject to, and act in accordance with, the FMSB By-laws (as amended from time to time).